Our Blog
May
12
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Health is Wealth: How Financial Advisors Can Optimize Health to Maximize Wealth and Lifestyle
As financial advisors, we dedicate our careers to building and preserving wealth—for our clients, our loved ones, and ourselves. Yet the cornerstone of enduring success...
May
5
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Seven Key Benefits When You Partner with a Large Enterprise OSJ
If you’re a Registered Investment Advisor (RIA), Investment Advisor Representative (IAR), or a breakaway wirehouse broker, transitioning to independence can bring opportunities and stress. Compliance,...
Apr
14
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“Advisor Succession: Seize the $10T Moment”
The financial advice industry is on the cusp of a significant transformation. Over the next decade, it’s anticipated that approximately 37% of financial advisors will...
Mar
10
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Feeling Isolated? How an OSJ Partnership Provides the Support System You Need
Running an independent financial practice offers flexibility and control, but it also comes with challenges—especially isolation. Many financial professionals juggle compliance, operations, and client service...
Mar
3
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Recycling Your Good Ideas: How to Repurpose Old Content
Picture this. It’s a few days after Thanksgiving, and you’ve still got turkey, cranberry sauce, gravy, some roasted veggies, and leftover dinner rolls in the...
Feb
17
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Struggling To Scale? Unlock Growth With an OSJ’s Strategic Guidance
Every business faces pressure to grow—whether through hiring staff, expanding services, mergers, or increasing marketing efforts. Each path has pros and cons, especially for independent...
Feb
4
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7 Important Questions To Ask an OSJ
Editor’s Note: This post was originally published in April 2023 and has been completely revamped and updated for accuracy and comprehensiveness. It may make sense...
Feb
3
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How to Handle What’s Big – Hot Topics for 2025 and Why to Jump on Them Now
As you prepare your marketing calendar for 2025, are you finding that your list of topics is shorter than you’d like it to be when...
Jan
30
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Combat Compliance Fatigue With the Help of an OSJ
As an independent financial professional, you’re familiar with running your firm based on the industry’s stringent regulatory requirements. Keeping up with the changes may sometimes...
Jan
13
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How to Perfect the Balancing Act: Achieving the Right Work-Life Balance
In today’s world, the notion of work-life balance has become increasingly problematic to achieve. As work demands increase and personal responsibilities grow, many individuals struggle...
Jan
6
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Strengthening Integrity and Compliance With an Office of Supervisory Jurisdiction
Independent financial professionals face the challenge of competing with large Wall Street firms, particularly in conveying safety, trust, and compliance to clients. While larger firms...
Dec
16
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How an OSJ Can Propel the Growth of Your Financial Advisory Business
Are you looking to streamline your processes while focusing on expanding your client base and services? An Office of Supervisory Jurisdiction (OSJ) is a strategic...
