Helping Independently-Minded Financial Professionals With:

 

Being independent doesn’t have to mean being alone.

Freedom to Manage Your Practice Your Way Scalability Flexibility Operational Excellence

A Team Approach

Whether you are considering the launch of your own independent practice or are an established independent business owner looking for ways to amplify your service to your clients, the EFA team is ready to help you build, grow, and exit a practice that is as fulfilling as it is successful.

Highly Experienced Operations Team

Understanding Your Language

Leveraging Your B/D and RIA Relationships

Responsive Compliance That Works for You

You Don’t Have to Go It Alone.

Here are five reasons why Financial Professionals partner with us:

What Our Clients Have to Say About Us

Blog Feed

Nov
18
Office of Supervisory Jurisdiction: Key to Compliance and Oversight for Financial Professionals
Office of Supervisory Jurisdiction: Key to Compliance and Oversight for Financial Professionals
Struggling to keep up with strict protocols for investment recommendations, client interactions, and constant compliance updates? It’s not uncommon for financial professionals to feel uncertain...
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Nov
4
Star-Bright You: How to Differentiate Yourself in a Crowded Market
Star-Bright You: How to Differentiate Yourself in a Crowded Market
When you market to potential clients, you’re trying to stand out in a crowded market of those selling the same products you’re selling. Investors have...
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Oct
14
How an OSJ Can Help You Prepare for an SEC Audit
How an OSJ Can Help You Prepare for an SEC Audit
As the owner of an independent financial advisory firm, you’re responsible for all aspects of your practice, including compliance, operations, marketing, and all other aspects...
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Complimentary eBook:

Going Independent Doesn’t Mean Financial Professionals Have to Go It Alone:

Top 10 Questions You Should Ask Large Enterprises/OSJs

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