Helping Independently-Minded Financial Professionals With:

 

Being independent doesn’t have to mean being alone.

Freedom to Manage Your Practice Your Way Scalability Flexibility Operational Excellence

A Team Approach

Whether you are considering the launch of your own independent practice or are an established independent business owner looking for ways to amplify your service to your clients, the EFA team is ready to help you build, grow, and exit a practice that is as fulfilling as it is successful.

Highly Experienced Operations Team

Understanding Your Language

Leveraging Your B/D and RIA Relationships

Responsive Compliance That Works for You

You Don’t Have to Go It Alone.

Here are five reasons why Financial Professionals partner with us:

What Our Clients Have to Say About Us

Blog Feed

Oct
14
How an OSJ Can Help You Prepare for an SEC Audit
How an OSJ Can Help You Prepare for an SEC Audit
As the owner of an independent financial advisory firm, you’re responsible for all aspects of your practice, including compliance, operations, marketing, and all other aspects...
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Oct
7
The Inside Scoop: “How I Manage My Own Money”
The Inside Scoop: “How I Manage My Own Money”
When you talk to clients, you are full of advice. After all, that’s what your clients are looking for from you. You’re the one with...
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Sep
16
Transform Your Financial Advisory Practice With the Help of an OSJ
Transform Your Financial Advisory Practice With the Help of an OSJ
Running your financial advisory practice has never been more challenging, even for the most experienced financial professionals.  Given today’s increased compliance scrutiny, rapid technological advancements,...
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Complimentary eBook:

Going Independent Doesn’t Mean Financial Professionals Have to Go It Alone:

Top 10 Questions You Should Ask Large Enterprises/OSJs

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