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What We Do

Our OSJ provides an array of back-office services that benefit independent financial professionals in western New York State and the rest of the U.S.

We are a full-service OSJ, meaning you select the services that will help you accelerate the growth of your practice. 

Transition Services

Transition Services

We take great pride in helping make your transition to Evolution Financial Advisors as smooth and fast as possible.

Marketing Services

Marketing Services

We provide state-of-the-art inbound and outbound marketing services that will accelerate the growth of your independent firm.

Professional Growth

Professional Growth

As the saying goes “If you aren’t growing you are falling behind.” Your personal growth is as important to us as the growth of your firm.

Responsive Compliance Services

Responsive Compliance Services

You don’t have to wait weeks for compliance approvals. Our compliance professionals provide quick turnarounds for all of your compliance needs.

Financial Planning

Financial Planning

We understand the importance of financial planning. We have assembled partners who provide state-of-the-art planning software.

Collaboration

Collaboration

You are an independent financial professional, but that does not mean you work alone. Sometimes one of our most important services is providing an exchange of ideas that benefit you and your clients.

Supervision

Supervision

Our oversight and due diligence process is designed to meet all industry requirements and protect your financial interests.

New Clients

New Clients

We know the importance of processing new clients in a timely, efficient manner. You only have one chance to make a great first impression.

Meetings & Updates

Meetings & Updates

We conduct regularly scheduled meetings virtually and in person so you stay current on the latest ideas, regulations, and best practices for managing the growth of your business.

What You Will Receive

  • Custom solutions
  • A responsive team of back office professionals
  • Coaching and consulting

What You Won't Receive

  • Cookie-cutter answers
  • Additional demands on your time
  • Lack of original ideas

You Have Questions….We Have Answers

We’re proud to have ready answers to the questions we know our clients are asking:

Yes!  Every transition is assigned a transition coordinator.  This person is supported by a seasoned team of professionals in the Evolution home office as well as in the back office of our broker dealer and RIA.

One thing you won’t find at Evolution Financial Advisors is confusing phone mazes and endless hold times.  We provide direct access to all team members, and respond to most requests within the same day. 

Whether you have a comprehensive marketing plan ready to go right from the start or you are just starting to build out a marketing strategy,  Evolution Financial Advisors is here to help. We partner with marketing consultants  that can assist in every aspect of the process from concept and design to implementation.

Absolutely!  We highly encourage all the financial professionals that we support to market their own brand.  In fact, there are no producing financial professionals who use the Evolution Financial Advisors brand.  WE are here to support YOU!

Yes, and if you don’t have one already our marketing consultants can help you get up and running in no time. 

Yes, however we encourage you to be as forward as possible with your brand. We can be as present as you want us to be, but we are here for you and your practice – not the other way around. 

Our financial professionals provide financial planning, fee-based asset management, commission-based products and services, as well as life insurance based products.  We offer a full shelf of all product and solution types to  best fit your clients’ needs. 

Ready to make your move toward full independence with a firm you can depend on?

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